Personnel Hong Kong SFC License Details (ID 93262)

Personnel Hong Kong SFC License Details (ID 93262)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2013-06-13	2015-03-03
	Rep	Dealing in securities	2013-06-13	2015-03-03
	RO	Advising on corporate finance	2012-08-27	2013-06-13
	RO	Dealing in securities	2012-08-27	2013-06-13
	Rep	Advising on corporate finance	2012-07-03	2012-08-27
	Rep	Dealing in securities	2012-07-03	2012-08-27
RBS Asia Corporate Finance Limited	RO	Advising on corporate finance	2011-07-05	2012-06-30
	RO	Dealing in securities	2011-07-05	2012-06-30
	Rep	Advising on corporate finance	2008-04-14	2011-07-05
	Rep	Dealing in securities	2008-04-14	2011-07-05