Personnel Hong Kong SFC License Details (ID 93276)

Personnel Hong Kong SFC License Details (ID 93276)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-06-14	2012-11-21
	Rep	Dealing in securities	2011-06-14	2012-11-21
ICAP Equities Asia Limited	Rep	Advising on securities	2009-01-08	2010-04-14
	Rep	Dealing in securities	2009-01-08	2010-04-14
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2006-05-29	2008-08-29
	Rep	Dealing in securities	2006-05-29	2008-08-29
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-09-06	2005-02-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2004-09-06	2005-02-18
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-03-04	2004-09-03
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2004-03-04	2004-09-03