Personnel Hong Kong SFC License Details (ID 93292)

Personnel Hong Kong SFC License Details (ID 93292)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2022-05-26	2023-06-05
	RO	Dealing in securities	2022-05-26	2023-06-05
	Rep	Advising on corporate finance	2021-12-21	2022-05-26
	Rep	Dealing in securities	2021-12-21	2022-05-26
Yunfeng Financial Markets Limited	RO	Advising on securities	2019-03-19	2019-10-15
	RO	Advising on corporate finance	2018-10-25	2019-10-15
	RO	Dealing in securities	2018-10-25	2019-10-15
	Rep	Advising on corporate finance	2018-07-12	2018-10-25
	Rep	Dealing in securities	2018-07-12	2018-10-25
	Rep	Advising on securities	2018-07-12	2019-03-19
CGS International Securities Hong Kong Limited	RO	Advising on corporate finance	2014-06-04	2015-05-23
	Rep	Advising on corporate finance	2012-07-03	2014-06-04
	Rep	Dealing in securities	2012-07-03	2015-05-23
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2010-05-14	2012-06-30
	Rep	Dealing in securities	2010-05-14	2012-06-30
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2006-12-27	2008-12-02
	Rep	Dealing in securities	2006-12-27	2008-12-02
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2006-12-27	2008-12-02