Personnel Hong Kong SFC License Details (ID 93294)

Personnel Hong Kong SFC License Details (ID 93294)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-09-03	2021-03-14
	Rep	Advising on securities	2018-09-03	2021-03-14
	Rep	Dealing in securities	2018-09-03	2021-03-14
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2012-07-03	2015-10-15
	Rep	Dealing in securities	2012-07-03	2015-10-15
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2009-04-08	2012-06-30
	Rep	Dealing in securities	2009-04-08	2012-06-30