Personnel Hong Kong SFC License Details (ID 93295)

Personnel Hong Kong SFC License Details (ID 93295)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Glory Sun Securities Limited	Rep	Dealing in securities	2018-03-20	2018-11-29
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2012-07-03	2017-10-20
	Rep	Dealing in securities	2012-07-03	2017-10-20
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2009-10-09	2012-06-30
	Rep	Dealing in securities	2009-10-09	2012-06-30
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2005-04-14	2007-12-05
	Rep	Advising on securities	2005-04-14	2007-12-05
	Rep	Providing automated trading services	-	2003-08-22
	Rep	Dealing in securities	-	2007-12-05