Lau, Martin Kin Yeung 劉健洋

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2025-07-15	-
	Rep	Dealing in securities	2025-07-15	-
PRINCIPAL TRUST COMPANY (ASIA) LIMITED	RO	Providing depositary services for relevant collective investment schemes	2024-10-02	-
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-08-22	2012-06-16
	Rep	Dealing in securities	2011-08-22	2012-06-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2025-07-15	-
	Rep	Dealing in securities	2025-07-15	-
PRINCIPAL TRUST COMPANY (ASIA) LIMITED	RO	Providing depositary services for relevant collective investment schemes	2024-10-02	-
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-08-22	2012-06-16
	Rep	Dealing in securities	2011-08-22	2012-06-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.