Personnel Hong Kong SFC License Details (ID 93299)

Personnel Hong Kong SFC License Details (ID 93299)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2015-10-12	2018-03-28
	Rep	Advising on securities	2015-10-12	2018-03-28
	Rep	Dealing in securities	2015-10-12	2018-03-28
Jefferies Hong Kong Limited	Rep	Advising on securities	2013-02-15	2015-07-31
	Rep	Advising on corporate finance	2012-12-10	2015-07-31
RBC Capital Markets (Hong Kong) Limited	Rep	Advising on corporate finance	2012-07-10	2012-11-01
	Rep	Dealing in securities	2012-07-10	2012-11-01
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2010-11-19	2012-06-01
	Rep	Dealing in securities	2010-11-19	2012-06-01