Personnel Hong Kong SFC License Details (ID 93303)

Personnel Hong Kong SFC License Details (ID 93303)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Epiphron Advisers Limited	RO	Advising on corporate finance	2018-06-05	2022-03-31
	RO	Advising on securities	2018-06-05	2022-03-31
Jefferies Hong Kong Limited	RO	Dealing in securities	2014-03-20	2014-08-25
	RO	Advising on corporate finance	2014-03-20	2015-12-17
	RO	Advising on securities	2014-03-20	2015-12-17
	Rep	Advising on corporate finance	2012-10-29	2014-03-20
	Rep	Advising on securities	2012-10-29	2014-03-20
	Rep	Dealing in securities	2012-10-29	2014-03-20
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-05-17	2012-10-22
	Rep	Dealing in securities	2011-05-17	2012-10-22