Personnel Hong Kong SFC License Details (ID 93333)

Personnel Hong Kong SFC License Details (ID 93333)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2013-11-29	2015-12-17
	Rep	Advising on securities	2013-11-29	2015-12-17
	Rep	Dealing in securities	2013-11-29	2015-12-17
CGS International Securities Hong Kong Limited	Rep	Advising on corporate finance	2012-07-03	2013-09-27
	Rep	Dealing in securities	2012-07-03	2013-09-27
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2011-07-05	2012-06-30
	Rep	Dealing in securities	2011-07-05	2012-06-30
	Rep	Advising on corporate finance	2008-04-14	2008-08-01
	Rep	Dealing in securities	2008-04-14	2008-08-01