Personnel Hong Kong SFC License Details (ID 93342)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Agricole Securities (Asia) Limited	RO	Dealing in securities	2009-10-16	2012-11-16
RBS Asia Futures Limited	RO	Dealing in futures contracts	2009-10-16	2012-11-16
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2009-06-02	2009-10-16
RBS Asia Futures Limited	Rep	Dealing in futures contracts	2009-06-02	2009-10-16
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2008-03-26	2008-07-01
	Rep	Dealing in securities	2008-03-26	2008-07-01