Personnel Hong Kong SFC License Details (ID 93343)

Personnel Hong Kong SFC License Details (ID 93343)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Atlas Capital Asset Management (HK) Limited	Rep	Advising on securities	2024-05-17	2025-06-30
	Rep	Asset management	2024-05-17	2025-06-30
	RO	Advising on securities	2020-06-05	2024-05-17
	RO	Asset management	2020-06-05	2024-05-17
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2018-05-30	2019-07-11
SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED	RO	Advising on securities	2014-04-01	2018-03-15
	RO	Asset management	2014-04-01	2018-03-15
Credit Agricole Securities (Asia) Limited	RO	Dealing in securities	2008-10-21	2013-09-27
RBS Asia Futures Limited	RO	Dealing in futures contracts	2008-10-21	2013-09-27
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2008-07-15	2008-10-21
BEAR STEARNS ASIA LIMITED	RO	Advising on futures contracts	2007-06-15	2008-04-28
	RO	Advising on securities	2007-06-15	2008-04-28
	RO	Providing automated trading services	2007-06-15	2008-04-28
	RO	Dealing in futures contracts	2007-01-26	2008-04-28
	RO	Dealing in securities	2005-01-10	2008-04-28