| State Street Securities Hong Kong Limited | RO | Dealing in futures contracts | 2015-12-02 | 2016-03-15 |
| RO | Dealing in securities | 2015-12-02 | 2016-03-15 |
| RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2011-07-11 | 2014-03-31 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-07 | 2010-05-04 |
| Rep | Dealing in futures contracts | 2008-11-07 | 2010-05-04 |
| Rep | Dealing in securities | 2008-07-29 | 2010-05-04 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2008-07-29 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2008-07-29 | 2008-11-24 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-07-29 | 2010-05-04 |
| LEHMAN BROTHERS ASIA LIMITED | RO | Dealing in futures contracts | 2006-04-20 | 2008-05-21 |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | RO | Dealing in futures contracts | 2006-04-20 | 2008-05-21 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2004-08-06 | 2006-04-20 |
| Rep | Dealing in securities | 2004-08-06 | 2008-05-21 |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-08-06 | 2006-04-20 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-08-06 | 2008-05-21 |