| Arrowpoint Investment Partners (Hong Kong) Limited | RO | Asset management | 2025-04-10 | - |
| Rep | Asset management | 2024-06-27 | 2025-04-10 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-12-06 | 2019-12-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-08-17 | 2019-12-29 |
| Rep | Dealing in securities | 2017-05-26 | 2017-08-17 |
| CGS International Securities Hong Kong Limited | RO | Dealing in securities | 2014-03-24 | 2017-02-22 |
| Rep | Dealing in securities | 2012-07-03 | 2014-03-24 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-03-08 | 2012-06-30 |
| RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2010-03-08 | 2012-06-30 |
| Credit Agricole Securities (Asia) Limited | RO | Dealing in securities | 2009-09-08 | 2010-03-08 |
| RBS Asia Futures Limited | RO | Dealing in futures contracts | 2009-09-08 | 2010-03-08 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2008-10-27 | 2009-09-08 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2006-07-28 | 2008-06-16 |
| Rep | Advising on securities | 2006-07-28 | 2008-06-16 |
| Rep | Dealing in futures contracts | 2006-07-28 | 2008-06-16 |
| Rep | Dealing in securities | 2006-07-28 | 2008-06-16 |