Personnel Hong Kong SFC License Details (ID 93352)

Personnel Hong Kong SFC License Details (ID 93352)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENHANCED INVESTMENT PRODUCTS LIMITED	Rep	Advising on futures contracts	2016-03-14	2017-01-27
	Rep	Advising on securities	2016-03-14	2017-01-27
	Rep	Asset management	2016-03-14	2017-01-27
MCG Management Limited	Rep	Advising on futures contracts	2015-09-17	2017-01-27
	Rep	Advising on securities	2015-09-17	2017-01-27
	Rep	Asset management	2015-09-17	2017-01-27
Credit Agricole Securities (Asia) Limited	RO	Dealing in securities	2009-03-05	2014-09-27
	Rep	Dealing in securities	2006-01-19	2009-03-05
	RO	Dealing in securities	2005-07-21	2006-01-19
	Rep	Dealing in securities	2004-10-15	2005-07-21
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Providing automated trading services	-	2003-12-02
	Rep	Advising on securities	-	2004-08-18
	Rep	Dealing in securities	-	2004-08-18