| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-01-04 | 2022-07-29 |
| Rep | Dealing in securities | 2022-01-04 | 2022-07-29 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-05-21 | 2021-12-24 |
| Rep | Dealing in securities | 2019-04-01 | 2021-12-24 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2017-05-04 | 2018-10-22 |
| Credit Agricole Securities (Asia) Limited | RO | Dealing in securities | 2011-08-09 | 2012-11-13 |
| Rep | Dealing in securities | 2010-12-31 | 2011-08-09 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-06-24 | 2010-10-19 |
| Rep | Advising on securities | 2008-06-24 | 2010-10-19 |
| Rep | Dealing in futures contracts | 2008-06-05 | 2010-10-19 |
| Rep | Dealing in securities | 2008-06-05 | 2010-10-19 |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-03 | 2009-11-23 |
| Rep | Dealing in securities | 2007-04-03 | 2009-11-23 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-10-26 | 2007-02-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-04-13 | 2007-02-10 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-13 | 2007-02-10 |
| DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | - | 2004-04-01 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | - | 2004-01-08 |
| Rep | Asset management | - | 2004-01-08 |
| Rep | Advising on securities | - | 2004-04-01 |
| Rep | Dealing in securities | - | 2004-04-01 |