Personnel Hong Kong SFC License Details (ID 93363)

Personnel Hong Kong SFC License Details (ID 93363)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nine Masts Capital Limited	Rep	Asset management	2025-01-17	2026-07-22
FIL Investment Advisors	Rep	Advising on securities	2022-10-31	2024-06-04
	Rep	Asset management	2022-10-31	2024-06-04
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2022-10-31	2024-06-04
	Rep	Asset management	2022-10-31	2024-06-04
	Rep	Dealing in securities	2022-10-31	2024-06-04
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2012-07-03	2013-11-29
Credit Agricole Securities (Asia) Limited	Rep	Advising on securities	2010-05-13	2012-06-30
Frontier Asia Capital Hong Kong Limited	Rep	Advising on securities	2009-04-07	2009-07-18
	Rep	Asset management	2009-04-07	2009-07-18
Citadel Asia Limited	Rep	Asset management	2008-07-25	2009-01-08