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Personnel Hong Kong SFC License Details (ID 93368)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Credit Agricole Securities (Asia) Limited
Rep
Dealing in securities
2011-08-29
2012-03-23
HSBC SECURITIES BROKERS (ASIA) LIMITED
Rep
Dealing in securities
2008-02-20
2011-05-23