Personnel Hong Kong SFC License Details (ID 93371)

Personnel Hong Kong SFC License Details (ID 93371)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2016-02-04	2017-04-29
	Rep	Asset management	2016-02-04	2017-04-29
	Rep	Dealing in securities	2016-02-04	2017-04-29
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2012-07-03	2013-02-28
Credit Agricole Securities (Asia) Limited	Rep	Advising on securities	2010-05-26	2012-06-30
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2003-06-02	2008-12-28
Credit Suisse Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-04-08
	Rep	Advising on securities	-	2003-04-08
	Rep	Asset management	-	2003-04-08