Personnel Hong Kong SFC License Details (ID 93373)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2012-08-20	2014-04-30
	Rep	Dealing in securities	2012-08-20	2014-04-30
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2011-08-12	2012-04-17
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2009-12-18	2011-03-23
	Rep	Dealing in securities	2009-12-18	2011-03-23