Personnel Hong Kong SFC License Details (ID 93374)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Planetree Securities Limited	Rep	Dealing in securities	2012-09-19	2016-07-07
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2010-02-05	2012-03-23
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-07-23	2009-02-23
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2008-07-23	2009-02-23
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-08-17	2008-07-11
	Rep	Dealing in securities	2007-08-17	2008-07-11