Personnel Hong Kong SFC License Details (ID 93377)

Personnel Hong Kong SFC License Details (ID 93377)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2019-07-16	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2017-08-29	2019-04-17
BOCI RESEARCH LIMITED	Rep	Advising on securities	2016-10-12	2017-08-21
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2014-07-11	2016-07-22
BOCI RESEARCH LIMITED	Rep	Advising on securities	2012-07-26	2014-07-01
Credit Agricole Securities (Asia) Limited	Rep	Advising on securities	2011-06-28	2012-04-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-04-08	2011-03-01
	Rep	Dealing in securities	2007-03-13	2011-03-01