| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | RO | Asset management | 2023-11-23 | - |
| RO | Dealing in securities | 2023-11-23 | - | |
| Rep | Asset management | 2017-07-13 | 2023-11-23 | |
| PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-09-24 | 2017-03-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-19 | 2015-07-14 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2011-01-18 | 2011-11-10 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-20 | 2010-02-10 |
| Rep | Dealing in securities | 2006-10-20 | 2010-02-10 |
No HKMA registrations in the collected records.