| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-10-08 | - |
| Rep | Dealing in securities | 2014-10-08 | - |
| Rep | Providing automated trading services | 2014-10-08 | 2020-05-13 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2008-10-13 | 2014-09-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-07 | 2008-06-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-25 | 2008-06-10 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-05-25 | 2008-06-10 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-08 |
| Rep | Asset management | 2003-04-01 | 2004-01-08 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-16 |
| Rep | Dealing in securities | 2003-04-01 | 2007-04-14 |