Personnel Hong Kong SFC License Details (ID 93382)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-03-14	2019-05-09
	Rep	Dealing in securities	2016-03-14	2019-05-09
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2012-06-08	2016-01-21
Credit Agricole Securities (Asia) Limited	Rep	Advising on securities	2010-10-13	2012-05-05
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2007-11-15	2010-08-31