Personnel Hong Kong SFC License Details (ID 93388)

Personnel Hong Kong SFC License Details (ID 93388)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dymon Asia Capital (HK) Limited	Rep	Asset management	2020-12-08	-
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2018-02-08	2020-04-17
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-02-23	2017-11-06
	Rep	Dealing in securities	2016-02-23	2017-11-06
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2015-09-15	2015-10-27
	Rep	Advising on securities	2015-09-15	2015-10-27
	Rep	Dealing in futures contracts	2015-09-15	2015-10-27
	Rep	Dealing in securities	2015-09-15	2015-10-27
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2006-09-13	2014-02-08
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-06-07	2006-09-01