Personnel Hong Kong SFC License Details (ID 93391)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED	Rep	Advising on securities	2014-07-09	2016-09-02
	Rep	Asset management	2014-07-09	2016-09-02
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2009-11-02	2013-03-29
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-07-02	2008-12-18
	Rep	Dealing in securities	2008-06-20	2008-12-18
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2008-02-14	2008-05-29