Personnel Hong Kong SFC License Details (ID 93394)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	RO	Providing credit rating services	2022-06-22	-
	Rep	Providing credit rating services	2016-01-13	2022-06-22
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2012-05-10	2015-12-21
Credit Agricole Securities (Asia) Limited	Rep	Advising on securities	2010-03-09	2012-04-03
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2007-03-05	2008-10-22