Personnel Hong Kong SFC License Details (ID 93395)

Personnel Hong Kong SFC License Details (ID 93395)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2011-08-03	2012-03-23
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2011-04-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-06-15	2011-04-03
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-06-15	2011-04-03
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-06-15	2010-08-20
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2005-04-15	2007-03-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-04-15	2007-03-19