Personnel Hong Kong SFC License Details (ID 93404)

Personnel Hong Kong SFC License Details (ID 93404)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2015-09-22	2018-10-07
	Rep	Advising on securities	2014-10-16	2018-10-07
	Rep	Dealing in securities	2014-10-16	2018-10-07
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2010-03-19	2014-09-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-05-02	2008-11-19
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-05-02	2008-11-19
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-05-02	2008-11-19