Personnel Hong Kong SFC License Details (ID 93407)

Personnel Hong Kong SFC License Details (ID 93407)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2021-11-11	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-07-11	2021-07-16
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-07-11	2021-07-16
	Rep	Dealing in securities	2018-07-11	2021-07-16
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2015-01-27	2018-03-28
	Rep	Dealing in securities	2013-10-23	2018-03-28
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2013-05-15	2013-11-01
	Rep	Dealing in futures contracts	2013-05-15	2018-03-28
	Rep	Dealing in securities	2013-05-15	2018-03-28
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2007-06-12	2013-03-16