Personnel Hong Kong SFC License Details (ID 93410)

Personnel Hong Kong SFC License Details (ID 93410)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Markets Trading Limited	Rep	Dealing in securities	2025-02-03	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-09-26	2024-10-24
	Rep	Dealing in securities	2018-09-26	2024-10-24
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2014-12-01	2016-12-30
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2014-12-01	2017-04-27
BLUEFIN HK LIMITED	RO	Dealing in securities	2014-01-22	2014-10-03
	Rep	Dealing in securities	2012-12-21	2014-01-22
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2007-05-30	2012-06-29
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-04-03	2007-03-17