| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Premia Partners Company Limited | RO | Advising on securities | 2017-03-09 | - |
| RO | Asset management | 2017-03-09 | - | |
| RO | Dealing in securities | 2017-03-09 | - | |
| ICBC UBS Asset Management (International) Company Limited | RO | Dealing in securities | 2016-09-05 | 2016-11-25 |
| Rep | Dealing in securities | 2016-03-16 | 2016-09-05 | |
| Rep | Advising on securities | 2015-11-19 | 2016-11-25 | |
| Rep | Asset management | 2015-11-19 | 2016-11-25 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-05-06 | 2015-09-30 |
| Rep | Asset management | 2013-05-06 | 2015-09-30 | |
| Rep | Dealing in securities | 2013-05-06 | 2015-09-30 | |
| SMART ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-03-01 | 2013-04-15 |
| Rep | Asset management | 2013-03-01 | 2013-04-15 | |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-02-17 | 2012-06-01 |
No HKMA registrations in the collected records.