Personnel Hong Kong SFC License Details (ID 93426)

Personnel Hong Kong SFC License Details (ID 93426)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2009-07-24	2012-01-09
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-08-15	2009-07-06
	Rep	Advising on securities	2007-08-15	2009-07-06
	Rep	Dealing in futures contracts	2007-08-15	2009-07-06
	Rep	Dealing in securities	2007-08-01	2009-07-06
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2004-11-18	2007-07-16
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-07-23	2004-02-24
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-07-23	2004-02-24