Personnel Hong Kong SFC License Details (ID 93427)

Personnel Hong Kong SFC License Details (ID 93427)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Liquidnet Asia Limited	Rep	Providing automated trading services	2017-03-23	2020-04-09
	Rep	Dealing in securities	2017-03-23	2020-04-09
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2012-07-03	2016-01-16
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2010-08-26	2012-06-30
CAPITAL RESEARCH COMPANY	Rep	Asset management	2004-11-12	2005-08-17
Capital International, Inc.	Rep	Dealing in securities	-	2004-04-08
	Rep	Asset management	-	2005-03-01