Personnel Hong Kong SFC License Details (ID 93434)

Personnel Hong Kong SFC License Details (ID 93434)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vontobel Limited	RO	Dealing in securities	2019-05-24	2021-08-13
	Rep	Dealing in securities	2019-01-15	2019-05-24
Premia Partners Company Limited	Rep	Advising on securities	2018-09-04	2018-11-28
	Rep	Dealing in securities	2018-09-04	2018-11-28
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2010-11-24	2011-11-10
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2004-12-23	2006-10-16
	Rep	Advising on corporate finance	-	2003-12-30
	Rep	Asset management	-	2003-12-30
	Rep	Advising on securities	-	2006-10-16