Personnel Hong Kong SFC License Details (ID 93442)

Personnel Hong Kong SFC License Details (ID 93442)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2011-08-12	2011-10-15
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2009-09-09	2011-03-24
	Rep	Dealing in securities	2009-09-09	2011-03-24
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2007-12-05	2009-01-09
	Rep	Dealing in securities	2006-01-03	2009-01-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-01-03	2009-01-09
	Rep	Dealing in securities	2006-01-03	2009-01-09
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-05-05	2005-05-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2004-05-05	2005-05-17
	Rep	Dealing in securities	2004-05-05	2005-05-17