Personnel Hong Kong SFC License Details (ID 93450)

Personnel Hong Kong SFC License Details (ID 93450)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	RO	Advising on futures contracts	2015-06-01	-
	RO	Advising on securities	2015-06-01	-
	RO	Asset management	2015-06-01	-
	RO	Dealing in futures contracts	2015-06-01	-
	RO	Dealing in securities	2015-06-01	-
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	RO	Advising on futures contracts	2007-01-12	2015-05-31
	RO	Advising on securities	2007-01-12	2015-05-31
	RO	Asset management	2007-01-12	2015-05-31
	RO	Dealing in futures contracts	2007-01-12	2015-05-31
	RO	Dealing in securities	2007-01-12	2015-05-31
Allianz Global Investors Hong Kong Limited	Rep	Asset management	2006-09-20	2010-02-08
	Rep	Dealing in securities	2006-09-20	2010-02-08