Personnel SFC Licences and HKMA Registrations (ID 93458)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GCIS LIMITED	RO	Asset management	2025-03-25	-
	RO	Asset management	2020-06-29	2023-04-30
ZEAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2015-01-20	2017-02-28
	RO	Asset management	2015-01-20	2017-02-28
	Rep	Advising on securities	2013-08-01	2015-01-20
	Rep	Asset management	2013-08-01	2015-01-20
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2010-09-15	2013-06-01
	Rep	Asset management	2007-02-07	2013-06-01
Allianz Global Investors Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2005-03-03
	Rep	Advising on securities	2003-04-01	2005-03-03
	Rep	Asset management	2003-04-01	2010-02-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.