Personnel SFC Licences and HKMA Registrations (ID 93459)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Dealing in securities	2020-01-20	-
	Rep	Asset management	2020-01-06	-
Maso Capital Partners Limited	Rep	Asset management	2017-06-16	2019-11-15
Hutchin Hill Capital HK Limited	Rep	Asset management	2015-03-24	2016-10-21
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Asset management	2007-02-07	2014-10-27
	Rep	Dealing in futures contracts	2007-02-07	2014-10-27
	Rep	Dealing in securities	2007-02-07	2014-10-27
Allianz Global Investors Hong Kong Limited	Rep	Asset management	2006-09-20	2010-02-08
	Rep	Dealing in securities	2006-09-20	2010-02-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.