Personnel Hong Kong SFC License Details (ID 93464)

Personnel Hong Kong SFC License Details (ID 93464)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2017-02-28	-
	Rep	Advising on securities	2017-02-28	-
	Rep	Dealing in securities	2017-02-28	-
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2011-05-20	2015-05-21
	Rep	Dealing in securities	2011-05-20	2015-05-21
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-09-29	2011-05-07
	Rep	Advising on securities	2008-02-14	2011-05-07
	Rep	Asset management	2008-02-14	2011-05-07