Personnel Hong Kong SFC License Details (ID 93472)

Personnel Hong Kong SFC License Details (ID 93472)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2011-11-21	-
	Rep	Advising on securities	2011-11-21	-
	Rep	Asset management	2011-11-21	-
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Asset management	2010-10-27	2011-11-01
	Rep	Advising on securities	2010-10-09	2011-11-01
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2006-10-24	2010-09-18
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2004-08-17	2006-04-05
	Rep	Dealing in securities	2004-08-17	2006-04-05