Personnel Hong Kong SFC License Details (ID 93476)

Personnel Hong Kong SFC License Details (ID 93476)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jupiter Asset Management (Hong Kong) Limited	RO	Dealing in securities	2022-01-14	2026-03-11
	Rep	Dealing in securities	2021-09-30	2022-01-14
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2018-10-31	2020-12-31
	Rep	Asset management	2018-10-31	2020-12-31
	Rep	Dealing in securities	2018-10-31	2020-12-31
	RO	Advising on securities	2015-12-17	2018-10-31
	RO	Asset management	2015-12-17	2018-10-31
	RO	Dealing in securities	2015-12-17	2018-10-31
	Rep	Advising on securities	2015-06-01	2015-12-17
	Rep	Asset management	2015-06-01	2015-12-17
	Rep	Dealing in securities	2015-06-01	2015-12-17
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2011-03-01	2015-05-31
	Rep	Asset management	2007-02-07	2015-05-31
	Rep	Dealing in securities	2007-02-07	2015-05-31
Allianz Global Investors Hong Kong Limited	Rep	Asset management	2006-08-30	2010-02-08
	Rep	Dealing in securities	2006-08-30	2010-02-08