Personnel Hong Kong SFC License Details (ID 93491)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-01	-
	Rep	Asset management	2015-06-01	-
	Rep	Dealing in futures contracts	2015-06-01	-
	Rep	Dealing in securities	2015-06-01	-
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2009-08-18	2015-05-31
	Rep	Asset management	2009-08-18	2015-05-31
	Rep	Dealing in futures contracts	2009-08-18	2015-05-31
	Rep	Dealing in securities	2009-08-18	2015-05-31
Allianz Global Investors Hong Kong Limited	Rep	Asset management	2009-08-18	2010-02-08
	Rep	Dealing in securities	2009-08-18	2010-02-08
FOCUS ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2008-04-24	2008-12-31
Legg Mason Asset Management Hong Kong Limited	Rep	Dealing in securities	2005-12-01	2007-11-16
	Rep	Advising on securities	2005-02-04	2007-11-16
	Rep	Asset management	2005-02-04	2007-11-16
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Advising on securities	2005-02-04	2007-11-16
	Rep	Asset management	2005-02-04	2007-11-16
	Rep	Dealing in securities	2005-02-04	2007-11-16
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2003-04-01	2005-01-18
	Rep	Asset management	2003-04-01	2005-01-18
	Rep	Dealing in securities	2003-04-01	2005-01-18