| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Metaverse Securities Limited (HK) | RO | Advising on futures contracts | 2024-06-27 | - |
| RO | Advising on securities | 2022-06-30 | - | |
| RO | Asset management | 2022-06-30 | - | |
| RO | Dealing in securities | 2022-06-30 | - | |
| Rep | Advising on securities | 2022-03-21 | 2022-06-30 | |
| Rep | Asset management | 2022-03-21 | 2022-06-30 | |
| Rep | Dealing in securities | 2022-03-21 | 2022-06-30 | |
| RESOCORE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-08-25 | 2022-02-15 |
| RO | Asset management | 2021-08-25 | 2022-02-15 | |
| RO | Dealing in securities | 2021-08-25 | 2022-02-15 | |
| ALL WELL CAPITAL LIMITED | RO | Advising on securities | 2017-07-11 | 2021-06-30 |
| RO | Asset management | 2017-07-11 | 2021-06-30 | |
| PICO ZEMAN SECURITIES (HK) LIMITED | RO | Advising on securities | 2016-07-25 | 2017-04-21 |
| RO | Asset management | 2016-07-25 | 2017-04-21 | |
| Rep | Dealing in securities | 2015-09-17 | 2017-04-21 | |
| Redford Asset Management Limited | Rep | Advising on securities | 2010-05-31 | 2015-09-04 |
| Rep | Asset management | 2009-02-17 | 2015-09-04 | |
| REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-07 | 2015-09-04 |
No HKMA registrations in the collected records.