Personnel Hong Kong SFC License Details (ID 93513)

Personnel Hong Kong SFC License Details (ID 93513)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amoeba Capital Advisors Limited	RO	Asset management	2020-09-28	-
Amto Capital Management Limited	RO	Asset management	2018-08-21	2020-06-15
High Nine Asset Management Limited	RO	Asset management	2017-04-11	2017-12-31
	Rep	Asset management	2017-03-15	2017-04-11
C.P. FINANCIAL MANAGEMENT LIMITED	RO	Asset management	2012-12-31	2017-03-13
Redford Asset Management Limited	Rep	Advising on securities	2010-08-30	2012-09-30
	Rep	Asset management	2009-07-17	2012-09-30
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2009-07-17	2012-09-30
WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2009-03-02	2009-06-30
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2007-01-03	2009-02-17