Personnel Hong Kong SFC License Details (ID 93518)

Personnel Hong Kong SFC License Details (ID 93518)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2016-11-29	2019-03-31
Redford Asset Management Limited	Rep	Asset management	2010-08-13	2011-08-24
	Rep	Advising on securities	2010-08-13	2013-12-09
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2010-08-13	2013-12-09
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2008-11-25	2009-02-05
	Rep	Dealing in securities	2008-11-03	2009-02-05
Network Financial Services Limited	RO	Advising on securities	2007-09-07	2007-11-14
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Dealing in securities	2007-08-27	2008-04-28
Network Financial Services Limited	Rep	Advising on securities	2007-08-27	2007-09-07
Sun Life Financial Asia Services Limited	RO	Advising on securities	2006-04-20	2007-03-30
oOo Securities (HK) Group Limited	Rep	Advising on securities	2005-04-04	2006-01-18
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on corporate finance	-	2004-06-03
	Rep	Advising on securities	-	2004-06-03
	Rep	Asset management	-	2004-06-03