Personnel SFC Licences and HKMA Registrations (ID 93519)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
REDFORD SECURITIES LIMITED	RO	Dealing in securities	2023-02-20	-
Redford Asset Management Limited	RO	Advising on securities	2016-08-02	-
	RO	Asset management	2016-08-02	-
	Rep	Advising on securities	2011-06-16	2016-08-02
	Rep	Asset management	2011-06-16	2016-08-02
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2011-06-16	2023-02-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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