Personnel Hong Kong SFC License Details (ID 93520)

Personnel Hong Kong SFC License Details (ID 93520)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuen Meta (International) Securities Limited	Rep	Dealing in securities	2025-02-14	-
Emperio Securities and Assets Management Limited	Rep	Dealing in securities	2023-03-16	2023-07-31
REDFORD SECURITIES LIMITED	RO	Dealing in securities	2009-07-20	2023-02-24
	Rep	Dealing in securities	2007-06-01	2009-07-20
CHINA SECURITIES HOLDINGS LIMITED	Rep	Dealing in securities	2006-10-12	2007-05-31
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-03-08	2006-10-08
INTERCHINA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-11-06
	Rep	Advising on securities	2003-04-01	2003-11-06
	Rep	Asset management	2003-04-01	2003-11-06
	Rep	Dealing in securities	2003-04-01	2004-03-05