Personnel Hong Kong SFC License Details (ID 93539)

Personnel Hong Kong SFC License Details (ID 93539)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Barrenjoey Asia Limited	RO	Advising on securities	2015-09-25	2024-08-01
	RO	Dealing in securities	2015-07-06	2024-08-01
	Rep	Dealing in securities	2015-03-23	2015-07-06
Religare Capital Markets (Hong Kong) Limited	RO	Advising on securities	2009-09-22	2014-12-17
	RO	Dealing in securities	2008-07-24	2014-12-17
SFGHK Limited	RO	Dealing in securities	2007-07-02	2008-05-08
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-03-21	2007-06-25
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-03-21	2007-06-25