Personnel Hong Kong SFC License Details (ID 93548)

Personnel Hong Kong SFC License Details (ID 93548)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ginseng Capital Advisors Limited	Rep	Asset management	2012-07-05	2013-04-09
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on securities	2009-11-25	2011-12-31
	Rep	Dealing in securities	2009-11-25	2011-12-31
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2008-01-24	2009-05-20
	Rep	Dealing in securities	2008-01-24	2009-05-20
ETRADE SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2005-12-20	2007-11-03
	RO	Dealing in futures contracts	2005-12-20	2007-11-03
	RO	Dealing in securities	2005-12-20	2007-11-03
	Rep	Advising on securities	2003-10-23	2005-12-20
	Rep	Dealing in securities	2003-10-23	2005-12-20
JEFFERIES PACIFIC LIMITED	Rep	Advising on corporate finance	-	2003-06-27
	Rep	Advising on securities	-	2003-06-27
	Rep	Asset management	-	2003-06-27
	Rep	Dealing in securities	-	2003-06-27